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Anti-Dilution Protection

A right held by preferred stockholders that adjusts their conversion price if the company issues shares at a lower price in a subsequent financing round.

Anti-dilution provisions protect early investors from dilution caused by down rounds — financing rounds where the company sells shares at a lower price than prior rounds. The two main types are full ratchet (the most protective for investors — the conversion price adjusts to match the new lower price exactly) and weighted average (more common and more balanced — the adjustment reflects the magnitude of the dilutive issuance, not just its price).

For founders and employees, understanding anti-dilution provisions in the company's preferred stock terms is essential during fundraising. In a significant down round, full ratchet anti-dilution can dramatically reduce the ownership percentage of common stockholders and employees with unvested options. Document intelligence applied to capitalization tables, certificates of incorporation, and investor rights agreements surfaces anti-dilution terms and their implications for any given financing scenario.

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